FCA Receives 333 Whistleblowing Reports in Q2 2026

The UK Financial Conduct Authority (FCA) received 333 new whistleblowing reports between April and June 2026, according to its latest whistleblowing data.

The figure was higher than the 315 reports received in Q2 2025, but lower than the 355 reports recorded in Q1 2026. The 333 reports submitted during the latest quarter contained 886 allegations in total.

Most reports concerned Consumer Duty, followed by allegations related to the behavior, conduct and integrity of leadership and senior managers.

For Forex and CFD firms, the data highlights the importance of maintaining appropriate conduct, governance and consumer protection standards. This is particularly relevant for FCA-regulated brokers operating in the retail trading market.

FCA Closed 395 Reports Between April and June

The FCA closed 395 whistleblowing reports during Q2 2026. Of these, 56 reports, or 14%, resulted in significant action to manage potential harm.

Such action may include enforcement measures, a Section 166 skilled person report, or restrictions on a firm's permissions or an individual's approval.

Another 114 reports (29%) led to action aimed at reducing harm. These measures may include contacting or visiting a firm, requesting additional information, or asking a firm to confirm compliance with FCA rules.

Meanwhile, 193 reports (49%) informed the FCA's regulatory work, including harm prevention, but did not result in direct action. A further 14 reports (3%) were not considered indicative of harm, while 18 reports (5%) were classified as other.

Compliance Remains a Key Focus for Forex and CFD Firms

The latest FCA figures show that whistleblowing remains an important source of information for financial regulation and supervision.

For Forex and CFD brokers, the data reinforces the need for effective governance, conduct controls and consumer protection procedures. Firms marketing trading services should also ensure that their communications and customer practices remain consistent with applicable FCA requirements.